Department of Financial Institutions

Executive

Public Protection

address

500 Mero Street
Frankfort, KY 40601

phone

(502) 573-3390

About

The Department is responsible for the supervision and regulation of various industries that perform services for the citizens of Kentucky.

Services

Department of Financial Institutions Online Forms - HUD Exempt Application
This application is for those mortgage entities that are exempt from Chapter 294 of the Kentucky Revised Statutes due to being regulated by HUD.
Securities Complaint Form
The Division of Securities welcomes any information or inquiries concerning suspected violations of the Kentucky Securities Act.